TERMIUM Plus®

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REGISTERED INVESTMENT ADVISOR [1 record]

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Alphabetical list of terms

Record 1 1991-11-14

English

Subject field(s)
  • Stock Exchange
  • Investment
CONT

The ME, TSE and ASE permit pooled orders executed for non-member registered investment advisers to be treated as single orders ... In addition the adviser is charged $25 for each confirmation issued pertaining to the pooled order.

French

Domaine(s)
  • Bourse
  • Investissements et placements
CONT

Les Bourses de Montréal, de Toronto et de l'Alberta acceptent que des «ordres communs» exécutés pour des «conseillers en placement inscrits» (...) qui ne sont pas membres, soient traités de la même manière que les ordres uniques (...) En outre, pour chaque avis d'exécution donné qui se rapporte à un ordre commun, un montant de 25 $ est facturé au conseiller.

Spanish

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TERMIUM Plus®, the Government of Canada's terminology and linguistic data bank
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