TERMIUM Plus®

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National Association of Securities Dealers [1 record]

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Alphabetical list of terms

Record 1 2002-10-24

English

Subject field(s)
  • National Bodies and Committees (Non-Canadian)
  • Stock Exchange
  • Investment
DEF

A self-regulatory organization with jurisdiction over certain broker-dealers. The NASD requires member brokers to register, and conduct examinations for compliance with the net capital requirements and other regulations. It also conducts market surveillance of the over-the-counter (OTC) securities market.

French

Domaine(s)
  • Organismes et comités nationaux non canadiens
  • Bourse
  • Investissements et placements

Spanish

Campo(s) temático(s)
  • Organismos y comités nacionales no canadienses
  • Bolsa de valores
  • Inversiones
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