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EASTERN BUSINESS CONDUCT COMMITTEE [1 record]

Filter results by subject field Alphabetical list of terms

Filter results by subject field

Alphabetical list of terms

Record 1 1986-09-10

English

Subject field(s)
  • Organizations, Administrative Units and Committees
  • Investment
OBS

Disciplinary matters, including complaints from the public either directly or through a provincial securities commission, are investigated and processed by an Eastern Business Conduct Committee or a Western Business Conduct Committee. The IDA is represented with the stock exchanges on several joint industry committees.

French

Domaine(s)
  • Organismes, unités administratives et comités
  • Investissements et placements
OBS

Les questions disciplinaires, y compris les plaintes du public déposées soit directement, soit par l'intermédiaire d'une commission provinciale des valeurs mobilières, sont examinées et traitées par le Comité de surveillance de la conduite des affaires de l'Est ou par celui de l'Ouest. L'ACCOVAM et les bourses sont représentées au sein de plusieurs comités mixtes du commerce des valeurs mobilières.

Spanish

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