TERMIUM Plus®

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CAPITAL LIBRE [2 records]

Record 1 1996-02-28

English

Subject field(s)
  • Investment
CONT

... an undertaking from the financial institution to cause its internal auditors to ... implement procedures to ensure that the securities firm is in compliance with the minimum free capital requirements applicable to a dealer registered in the category of securities dealer... [Office of the Superintendent of Financial Institutions].

French

Domaine(s)
  • Investissements et placements
CONT

[...] un engagement de la part de l'institution financière à demander à ses vérificateurs internes [...] d'appliquer les méthodes qui garantissent que la société de valeurs mobilières respecte les exigences en matière de capital libre applicables à une société de valeurs mobilières enregistrée comme négociant en valeurs mobilières [...] [Bureau du surintendant des institutions financières].

Spanish

Save record 1

Record 2 1986-03-17

English

Subject field(s)
  • Accounting

French

Domaine(s)
  • Comptabilité

Spanish

Save record 2

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